Financial Services and Markets Act

Results: 894



#Item
141Financial Services Compensation Scheme / Financial Services Authority / Building society / Financial Ombudsman Service / Financial Services and Markets Act / Insurance / Financial institutions / United Kingdom / Financial regulation

outlook ISSUE 1 NOVEMBER[removed]The Newsletter for the Financial Services Compensation Scheme

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Source URL: www.fscs.org.uk

Language: English - Date: 2010-01-20 12:21:00
142Financial services / Institutional investors / Economy of the United Kingdom / Financial Services Authority / Financial Services Compensation Scheme / Building society / Insurance / Financial Ombudsman Service / Financial Services and Markets Act / Financial institutions / United Kingdom / Financial economics

outlook News from the Financial Services Compensation Scheme ISSUE 5 JANUARY 2004

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Source URL: www.fscs.org.uk

Language: English - Date: 2010-01-20 12:21:00
143Finance / Securities / European Union directives / Financial markets / Prospectus / Markets in Financial Instruments Directive / Securities market / Securities Act / Financial economics / Stock market / Investment

EUROPEAN COMMISSION Directorate General Financial Stability, Financial Services and Capital Markets Union FINANCIAL MARKETS Securities Markets Brussels, 18 February 2015

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Source URL: ec.europa.eu

Language: English - Date: 2015-02-18 05:35:41
144Finance / 107th United States Congress / Corporate governance / Sarbanes–Oxley Act / United States corporate law / United States securities law / Financial Services Action Plan / European Union / U.S. Securities and Exchange Commission / Business / Auditing / Accountancy

Report of the Participants of the U.S.-EU Financial Markets Regulatory Dialogue1 The European Union and the United States are both keenly interested in promoting a vibrant, open and competitive transatlantic capital mark

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Source URL: www.iasplus.com

Language: English
145Financial Services and Markets Act / United Kingdom / Economy of the United Kingdom / Financial Services Authority

Financial Services Authority ___________________________________________________________________________ FIRST SUPERVISORY NOTICE ___________________________________________________________________________

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Source URL: www.fsa.gov.uk

Language: English - Date: 2014-06-14 04:24:48
146Financial Services and Markets Act / United Kingdom / Economy of the United Kingdom / Financial Services Authority

Financial Services Authority The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that: Isaac Capital Management 24 Rue Edward Steichen

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Source URL: www.cssf.lu

Language: English - Date: 2012-02-10 12:44:19
147Financial Services and Markets Act / Investment / Financial economics / Service industries / Financial services / Finance / Official List / United Kingdom / Economy of the United Kingdom / Financial Services Authority

Financial Services Authority The Financial Services Authority (“FSA”) of the United Kingdom would like to alert all recipients that: Robinson and Schroder, 26/28 Rue Edward Steichen,

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Source URL: www.cssf.lu

Language: English - Date: 2012-07-16 06:32:27
148Economics / United Kingdom / Financial Services Compensation Scheme / Financial Services Authority / Building society / Financial adviser / Financial Ombudsman Service / Independent Financial Adviser / Financial Services and Markets Act / Financial economics / Financial services / Financial institutions

annual report:[removed]of the Financial Services Compensation Scheme Photography: David Totthill, [removed]Many thanks to our staff for agreeing to be photographed Print: Newnorth Print Ltd, [removed]

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Source URL: www.fscs.org.uk

Language: English - Date: 2010-06-15 10:28:25
149Prudential Regulation Authority / Financial Conduct Authority / Financial Services Authority / United Kingdom / Economy of the United Kingdom / Financial Services and Markets Act

FCA[removed]PRA[removed]LEGAL CUTOVER (SKILLED PERSONS) INSTRUMENT 2013 WHEREAS: A. The Authority has, in accordance with Article 5 of the Designation Order, appointed persons to exercise functions referred to in Article

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Source URL: media.fshandbook.info

Language: English - Date: 2013-03-25 10:12:46
150Financial markets / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Securities Act / Broker-dealer / Securities market / Financial economics / Business / Finance

February 8, 2013 SEC/CORPORATE ISS Announces ISS Governance QuickScore to Replace GRId Institutional Shareholder Services (ISS) recently announced that, effective in late February or early March, it is replacing its Gov

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Source URL: www.jdsupra.com

Language: English
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